| General Motors Company |
GM |
STOCK |
Purchase
|
Aug. 27, 2018 |
$1,001 - $15,000 |
| WPX Energy, Inc. |
WPX |
STOCK |
Sale (Partial)
|
Aug. 24, 2018 |
$1,001 - $15,000 |
| Hanesbrands Inc. |
HBI |
STOCK |
Purchase
|
Aug. 24, 2018 |
$1,001 - $15,000 |
| The Williams Companies, Inc. |
WMB |
STOCK |
Sale (Partial)
|
Aug. 20, 2018 |
$1,001 - $15,000 |
| Discovery, Inc. |
WBD |
STOCK |
Sale (Partial)
|
Aug. 20, 2018 |
$1,001 - $15,000 |
| The Mosaic Company |
MOS |
STOCK |
Sale (Partial)
|
Aug. 17, 2018 |
$1,001 - $15,000 |
| FireEye, Inc. |
MAND |
STOCK |
Purchase
|
Aug. 16, 2018 |
$1,001 - $15,000 |
| Bank of America Corporation |
BAC |
STOCK |
Sale (Partial)
|
Aug. 16, 2018 |
$1,001 - $15,000 |
| WPX Energy, Inc. |
WPX |
STOCK |
Sale (Partial)
|
Aug. 16, 2018 |
$1,001 - $15,000 |
| The Mosaic Company |
MOS |
STOCK |
Sale (Partial)
|
Aug. 15, 2018 |
$1,001 - $15,000 |
| Axalta Coating Systems Ltd. |
AXTA |
STOCK |
Purchase
|
Aug. 15, 2018 |
$1,001 - $15,000 |
| The Mosaic Company |
MOS |
STOCK |
Sale (Partial)
|
Aug. 14, 2018 |
$1,001 - $15,000 |
| The Mosaic Company |
MOS |
STOCK |
Sale (Partial)
|
Aug. 13, 2018 |
$1,001 - $15,000 |
| Caesars Entertainment Corporation |
CZR |
STOCK |
Purchase
|
Aug. 10, 2018 |
$1,001 - $15,000 |
| The Mosaic Company |
MOS |
STOCK |
Sale (Partial)
|
Aug. 10, 2018 |
$1,001 - $15,000 |
| Williams Partners L.P. (Exchanged) The Williams Companies, Inc. (Received) |
WMB |
STOCK |
Exchange
|
Aug. 10, 2018 |
$50,001 - $100,000 |
| The Mosaic Company |
MOS |
STOCK |
Sale (Partial)
|
Aug. 8, 2018 |
$1,001 - $15,000 |
| FireEye, Inc. |
MAND |
STOCK |
Purchase
|
Aug. 8, 2018 |
$1,001 - $15,000 |
| Caesars Entertainment Corporation |
CZR |
STOCK |
Purchase
|
Aug. 8, 2018 |
$1,001 - $15,000 |
| Pfizer Inc. |
PFE |
STOCK |
Sale (Partial)
|
Aug. 8, 2018 |
$1,001 - $15,000 |
| WPX Energy, Inc. |
WPX |
STOCK |
Sale (Partial)
|
Aug. 8, 2018 |
$1,001 - $15,000 |
| The Mosaic Company |
MOS |
STOCK |
Sale (Partial)
|
Aug. 7, 2018 |
$1,001 - $15,000 |
| First Data Corporation |
|
PRIVATE EQUITY |
Sale (Partial)
|
Aug. 7, 2018 |
$1,001 - $15,000 |
| The Mosaic Company |
MOS |
STOCK |
Sale (Partial)
|
Aug. 6, 2018 |
$1,001 - $15,000 |
| Discovery, Inc. |
WBD |
STOCK |
Sale (Partial)
|
Aug. 3, 2018 |
$1,001 - $15,000 |
| The Mosaic Company |
MOS |
STOCK |
Sale (Partial)
|
Aug. 3, 2018 |
$1,001 - $15,000 |
| Corning Incorporated |
GLW |
STOCK |
Sale (Partial)
|
Aug. 3, 2018 |
$1,001 - $15,000 |
| Corning Incorporated |
GLW |
STOCK |
Sale (Partial)
|
Aug. 3, 2018 |
$1,001 - $15,000 |
| Discovery, Inc. |
WBD |
STOCK |
Sale (Partial)
|
Aug. 3, 2018 |
$1,001 - $15,000 |
| First Data Corporation |
|
PRIVATE EQUITY |
Sale (Partial)
|
Aug. 2, 2018 |
$1,001 - $15,000 |
| First Data Corporation |
|
PRIVATE EQUITY |
Sale (Partial)
|
Aug. 1, 2018 |
$1,001 - $15,000 |
| The Mosaic Company |
MOS |
STOCK |
Sale (Partial)
|
Aug. 1, 2018 |
$1,001 - $15,000 |
| Caesars Entertainment Corporation |
CZR |
STOCK |
Purchase
|
Aug. 1, 2018 |
$1,001 - $15,000 |