Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Tesla, Inc. | TSLA | STOCK | Purchase | Dec. 30, 2020 | $1,001 - $15,000 |
| Pembina Pipeline Corporation | PPL | STOCK | Sale (Full) | Dec. 30, 2020 | $1,001 - $15,000 |
| DuPont de Nemours, Inc. | DD | STOCK | Sale (Partial) | Dec. 30, 2020 | $1,001 - $15,000 |
| Dow Inc. | DOW | STOCK | Sale (Partial) | Dec. 30, 2020 | $1,001 - $15,000 |
| Viatris Inc. | VTRS | STOCK | Sale (Full) | Dec. 30, 2020 | $1,001 - $15,000 |
| NetApp, Inc. | NTAP | STOCK | Purchase | Dec. 30, 2020 | $1,001 - $15,000 |
| ALPS Medical Breakthroughs ETF | GBBM | ETF | Purchase | Dec. 30, 2020 | $1,001 - $15,000 |
| Bristol-Myers Squibb Company | BMY | STOCK | Purchase | Dec. 30, 2020 | $1,001 - $15,000 |
| Goldman Sachs Small/Mid Cap Growth Fund Institutio | GSMGX | FUND | Purchase | Dec. 15, 2020 | $1,001 - $15,000 |