Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| IBM Corp. (stock) | IBM | STOCK | Purchase | $1,000,001 - $5,000,000 | |
| Westland Inc Bank Holding Co (Stock) | STOCK | Purchase | Jan. 3, 2014 | $15,001 - $50,000 | |
| Windstream Holdings Inc (Stock) | WIN | STOCK | Purchase | Dec. 17, 2013 | $100,001 - $250,000 |
| EV Energy Partners Limited Partnership Units | STOCK | Purchase | Dec. 17, 2013 | $50,001 - $100,000 | |
| Ready To D Preferred Int | RDY.PR | FIXED INCOME | Purchase | Dec. 17, 2013 | $250,001 - $500,000 |